Friday, September 27, 2013

Brokerage ordered to pay ex-employee US$4.3 million for making him sell securities that failed





A US$4.3 million arbitration award to a broker who was encouraged by his former firm to sell securities that later failed could spawn similar complaints from other brokers.









via Business feed http://www.scmp.com/business/banking-finance/article/1319021/brokerage-ordered-pay-ex-employee-us43-million-making-him

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